| Questions |
Weight Allotted / Answer |
Score |
| What is your current age? |
18 to 30 years old |
|
2 |
2 |
| 31 to 40 years old |
|
1.5 |
| 41 to 50 years old |
|
1 |
| 51 to 60 years old |
|
0.5 |
| 60+ |
|
0 |
| Investment Goal |
Capital Appreciation |
|
3 |
3 |
| Regular Income |
|
1 |
| Capital Appreciation and Regular Income |
|
2 |
| Proposed Investment Amount |
| Capital Appreciation |
|
3 |
3 |
| Regular Income |
|
1 |
Capital Appreciation and Regular Income |
|
2 |
| Preferred Investment type |
Short term Positional |
|
0.5 |
0.5 |
Long term Positional |
|
0 |
Intraday |
|
1 |
| Gross Annual Income details:- |
Below 2 lac, |
|
0.5 |
0.5 |
| 2-5 lac, |
|
1 |
5-10 lac, |
|
1.5 |
| 10-25 lac, |
|
2 |
| > 25 lac |
|
2.5 |
| Sources of Income |
| A. Primary Source |
|
|
- |
Salary |
|
Salary |
| Business |
|
|
| B. Secondary Source |
|
|
| Royalties |
|
|
| Rental |
|
|
Dividend |
|
Dividend |
| Others |
|
|
| Market Value of portfolio held |
| <1 lacs |
|
0.5 |
0.5 |
| 1-2 lacs |
|
1 |
| 2-5 lacs |
|
1.5 |
| > 5 lacs |
|
2 |
| Investment Experience |
| < 1 years |
|
0.5 |
0.5 |
| 1-2 Years |
|
1 |
| 2-5 years |
|
1.5 |
| >5 years |
|
2 |
| Experience in Market Products |
For Selection of Product |
Commodity |
|
0.5 |
0.5 |
Stock |
|
1 |
Derivatives Stocks |
|
1.5 |
Forex |
|
2 |
All |
|
2.5 |
| How many dependents do you financially support ? |
None |
|
2 |
2 |
| Between 1-3 |
|
1 |
| 4+ |
|
0 |
| What is the size of your emergency fund ? |
| < 1 month income |
|
0 |
0 |
| do not have |
|
0 |
| 1-3 months income |
|
0.5 |
| 3-6 months income |
|
1 |
| > 6 months income |
|
1.5 |
| How long do you wish to saty invested in the market ? |
| 0-6 months |
|
1 |
1 |
| 1-3 years |
|
1.5 |
| >3 years |
|
2 |
| What if due to any happening of an event your investment portfolio falls down, what would be your reaction? |
| Invest more funds to reduce the loss |
|
2 |
2 |
| Hold the position as it is |
|
1.5 |
| Sell a portion of your investment |
|
1 |
| Sell all the investments |
|
0.5 |
| How well do you understand investing in the markets? |
| I am a novice and don’t understand the markets at all |
|
0.5 |
0.5 |
| I have an amateur interest in investing and have invested earlier on my own and I also understand how the markets fluctuate |
|
1.5 |
| I am an experienced investor and have invested in different markets and understand different market strategies |
|
2 |
| How was your experience with investments in past ? |
| Very Good |
|
2 |
2 |
| Good |
|
1.5 |
| Moderate |
|
1 |
| Bad |
|
0.5 |
| Very Bad |
|
0 |
| In order to achieve high returns I am willing to choose high risk investments. |
Direct Questions to ascertain Risk Appetite |
| Strongly agree |
|
2 |
2 |
| Agree |
|
1.5 |
| Neutral |
|
1 |
| Disagree |
|
0.5 |
| Strongly disagree |
|
0 |
| When market is not performing well do you prefer to buy risky investments and sell less risky investments? |
Direct Questions to ascertain Risk Appetite |
Strongly prefer |
|
2 |
2 |
| Prefer |
|
1.5 |
| Indifferent |
|
1 |
| Do not prefer |
|
0.5 |
| Strongly do not prefer |
|
0 |
| Risk Tolerance |
Direct Questions to ascertain risk appetite |
High |
|
2 |
2 |
| Medium |
|
1 |
| Low |
|
0 |
| What percentage of monthly income is allocated to pay off debt [all EMIs]? |
None |
|
2 |
2 |
| Between 0% -20% |
|
1.5 |
| Between 20% - 35% |
|
1 |
| Between 35% - 50% |
|
0.5 |
| > 50% |
|
0 |
| Occupation (please select the appropriate) |
Private sector service, Public sector |
|
Private sector service, Public sector |
- |
| Government sector, Business |
|
|
| Professional, Agriculturist |
|
|
| Retired, Housewife, Student |
|
|
| Dealer |
|
|
| Others |
|
|
| Are you any of the following, or are directly or indirectly related to any of the following |
Civil Servant |
|
Civil Servant |
- |
| Politician |
|
|
| Current or former head of state |
|
|
| Bureaucrat (Tax authorities, Foreign Services, IAS etc) |
|
|
| Current or former MP/MLA/MLC |
|
|
| Connected to Media |
|
|
| Connected to any company/promoter group/ group of companies listed on any stock exchange |
|
|
| Business/Private Job |
|
|
| Total Score |
|
